1099-NEC: Nonemployee Compensation
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FYIFI and Osaic Wealth, Inc. are not affiliated. Jeremiah Thompson, Stephanie Summers, Danny Lacey, Lee Kramer and Dave Frank offer Securities and Investment Advisory Services through Osaic Wealth, Inc. member FINRA/SIPC. Check the background of those financial representatives on FINRA’s BrokerCheck. This communication is strictly intended for individuals residing in the United States. No offers may be made or accepted from any resident outside of the United States. Neither Osaic Wealth, nor its registered representatives, offer tax or legal advice. For assistance with these matters, please consult your tax or legal advisor. All other professionals on this website are not registered and are not affiliated with Osaic Wealth. The branch office address is 9099 Ridgefield Drive Suite 101, Frederick, MD 21701. The branch office phone number is 240-379-6929.
IMPORTANT CONSUMER INFORMATION
A broker-dealer, investment financial professional, BD agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker-dealer, investment adviser, BD agent, or IA registration requirements as appropriate. Follow-up: individualized responses to persons in a state by such a Firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion. For information concerning the licensing status or disciplinary history of a broker-dealer, investment, adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.